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      <P align=3Dleft>Submission to the <U>Naval War College =
Review</U></P><FONT=20
      size=3D-1>Dr. Edward A. Smith, Jr.<BR>(703) =
465-3319<BR><BR></FONT></TD></TR>
  <TR>
    <TD>
      <P align=3Dcenter><FONT size=3D4><B><I>Network Centric =
Warfare:</I><BR>Where's=20
      the beef?</B></FONT></P>What <U>is</U> Network Centric Warfare? =
Where's=20
      the beef? Most attempts to answer these questions seem to =
emphasize the=20
      "network" and the new technologies used to create more effective =
sensor=20
      and communications architectures. These architectures, it is =
argued, will=20
      enable us to create and exploit a common situational awareness, to =

      increase our speed of command, and to "get inside the enemy's OODA =
loop."=20
      <SUP>1</SUP> &nbsp;Yet, descriptions of the technologies and =
capabilities=20
      alone can leave us asking the same questions. What is it? Just =
what does=20
      it bring to warfare? Why is it so critical to America's future =
military=20
      power that we must give up other capabilities to buy it?=20
      <P></P>
      <P>These persistent questions point to the need for a different =
emphasis,=20
      one that focuses first on the "warfare" side of the equation. That =
is, we=20
      need a working warfare <I>concept</I> of what we are trying to do =
with=20
      network centric operations before we can create the necessary =
information=20
      architectures. Such conceptual work can help us not only to =
recognize the=20
      potential in networking but can help us discern the limits and =
limitations=20
      of the changes we propose. It also can provide a fundamental =
understanding=20
      of the role of network centric operations both in battlefield and =
across=20
      the spectrum from peace through war, as well as in our national =
security=20
      and national military strategies. An evolving working concept is, =
in=20
      short, the first step in drawing a road map for building a network =
centric=20
      "Navy after next." </P>
      <P>As we gradually build this working concept, we need to bear =
some=20
      common-sense caveats in mind. We are not likely to find in any =
network a=20
      single universal technological solution to all our warfare =
problems. Older=20
      forms of warfare are likely to persist alongside the new. Greatly=20
      accelerated speed of command will be a critical measure of our =
success,=20
      but numbers and endurance will still count. Enhanced common =
situational=20
      awareness will multiply our power, but <I>knowing</I> our enemy =
will be=20
      more critical than ever. Adversaries will respond and, the more =
successful=20
      our concept of warfare, the more asymmetrical their responses are =
likely=20
      to become. Our objective in network centric warfare is not to =
provide a=20
      single answer or to provide all the answers. It is to identify =
those=20
      combinations of new thinking and new things that offer better =
answers to=20
      our warfare needs on as many levels of war as possible and over as =
great a=20
      portion of the spectrum of conflict as possible. The measure of =
our=20
      success will not be the quality of the network or the quantity of=20
      firepower we build but rather, what <I>effect</I> the networking =
of combat=20
      resources enables us to have on the enemy. That suggests two =
things.=20
      <BR>-First, our concept of network centric operations will be =
intimately=20
      tied to an understanding of <I>effects-based warfare</I>, that is, =
<I>a=20
      results-oriented process centered on the relationship between our =
actions=20
      and specific desired enemy reactions</I>.<SUP>2</SUP> =
&nbsp;Network=20
      centric operations are the "enabler" for effects-based warfare. =
The shared=20
      situational awareness, speed of command, precision, "lock out," =
and other=20
      capabilities we seek to effect in network centric operations are =
the tools=20
      needed to implement effects-based warfare. Indeed, we can almost =
begin to=20
      think in terms of a single working concept of <I>network centric=20
      effects-based warfare</I>. <BR>-Second, as this connection between =
network=20
      centric and effects-based warfare implies, our working concept =
must step=20
      beyond the problems of the tactical battlefield engagement. It =
must=20
      address how network centric operations can be used to produce =
decisive=20
      effects in theater/ campaign level operations and in the =
politico-military=20
      and strategic dimensions of war. Even more, it should address how =
such=20
      capabilities might help us translate our warfare prowess into a =
broad=20
      stabilizing deterrence running from peace through crisis and war. =
<BR>The=20
      better our concepts and technologies, the more often and more =
widely=20
      network centric warfare will be applicable. And, the more often it =
works,=20
      the better will be our success in deterring future conflict.=20
      <P>For the United States, the success of both network centric =
warfare and=20
      effects-based warfare is likely to hinge on how they enhance our =
ability=20
      to project decisive military power over vast distances. Power =
projection=20
      is one of the pillars of our National Military Strategy and is the =
focus=20
      of the Navy's <I>=85From the Sea</I>. The reason is simple. It is =
the=20
      capacity to project decisive military power across the world that =
makes=20
      the United States a global power and undergirds a national =
security=20
      strategy founded on engagement and shaping. This requirement is =
rooted in=20
      America's geography. Because the United States lies far from most =
of the=20
      regions in which it has vital interests, it must deploy its =
military power=20
      to the regions where it is needed if it is to be =
effective.<SUP>3</SUP>=20
      </P>
      <P>Projecting decisive power is costly. Not only is it expensive =
to=20
      transport and sustain forces over vast distances or to maintain =
the=20
      capability to do so, but the distance tends to attenuate the =
quantity of=20
      conventional forces that can be deployed and sustained. To apply =
decisive=20
      military power at considerable distances from the American =
heartland, the=20
      United States has relied heavily on high technology to multiply =
the power=20
      of the forces it projects. These force-multiplying technologies =
are at the=20
      root of network centric warfare and effects-based warfare. Both =
concepts=20
      may be enabled by new technologies, but there is clearly much more =
to=20
      them. Their real power derives from the combination of new =
thinking and=20
      new technology applied to a new, more decisive style of =
expeditionary=20
      warfare.</P>
      <P align=3Dcenter><B>Technologies, Synergies and Force =
Multipliers</B></P>
      <P align=3Dcenter></P></B>
      <P>Using technology to multiply the impact of military forces =
seems almost=20
      axiomatic. But, how do we identify <U>which</U> technologies in=20
      <U>which</U> combinations hold the most potential? Then, how do we =
make=20
      them decisive both in battle and across the spectrum of conflict? =
That is,=20
      "how do we fight smarter?" <SUP>4</SUP> &nbsp;The information =
technology=20
      at the core of network centric operations is one obvious force =
multiplier,=20
      but there is clearly more to the technological revolution than =
computers=20
      and communications. What we really are seeing are three on-going =
global=20
      technological revolutions, each with great military import but =
under only=20
      limited military control.<SUP>5</SUP></P>
      <UL><U>
        <LI>Sensor Technologies.</U> The revolution in sensor =
technologies is=20
        twofold. On one hand, there is a movement toward more and more =
capable=20
        sensors, especially satellite-borne sensors able to achieve=20
        near-real-time surveillance over vast areas. On the other, there =
is a=20
        movement toward dispersed fields of smaller, cheaper, and more =
numerous=20
        sensors, ultimately including those based on nano-technologies. =
Fields=20
        of sensors, both space-based and local, might then be netted to =
detect,=20
        locate, identify, track, and target potential threats or=20
        vulnerabilities, and to disseminate vast quantities of =
surveillance data=20
        to all levels of command. Thus, we stand to create a new "shared =

        situational awareness" that is "global in scope and precise in =
detail."=20
        <SUP>6</SUP> <BR><BR><U>
        <LI>Information Processing Technologies</U>. The revolution in=20
        information technologies will bring a geometric increase in =
computing=20
        power and, hence, increases capabilities of all forms of =
computer=20
        applications including communications. Over the next 10 to 15 =
years,=20
        increased processing capabilities will provide the means of =
processing,=20
        collating, and analyzing the vast quantities of sensor data. It =
will=20
        provide military forces with the ability to handle those vast =
amounts of=20
        data quickly and begin to apply automatic correlation. It also =
will=20
        provide the means of distributing information<SUP>7</SUP> to any =

        designee or "shooter" anywhere in the world at near real time =
speeds.=20
        Over the longer term, therefore, the information revolution =
offers=20
        military planners what amounts to a blank check to create =
whatever=20
        "network" they may need to support operations.<SUP>8</SUP> =
&nbsp;The=20
        limit is that of imagination rather than of =
technology.<BR><BR><U>
        <LI>Precision Weapons Technology</U>. The weapons revolution is =
not=20
        toward increasing weapon accuracy so much as it is toward more =
efficient=20
        production. Current accuracy is sufficient to exploit the vast =
majority=20
        of potential targets in the world, but cost and limited numbers =
make=20
        precise weapons "silver bullets" to be used only sparingly. =
However,=20
        this seems poised to change. Redesign, incorporation of new =
electronics,=20
        lean manufacturing, and mass production can result in a sharply =
decrease=20
        in cost for a given level of accuracy and capability -- and, =
thus,=20
        increasing numbers and more widespread deployment of more lethal =

        missiles.<SUP>9</SUP> &nbsp;Similarly, better networking and =
targeting=20
        data streams from external sources can enable us to use cheaper =
guidance=20
        packages on precise weapons, also decreasing cost. </LI></UL>
      <P>Separately, each of the three individual revolutions promises=20
      significant change, but only when they are taken together does the =

      potential for the revolutionary new synergies embodied in network =
centric=20
      warfare begin to emerge. Without the new sensors, =
targeting<SUP>10</SUP>=20
      would never be sufficiently broad, accurate, or timely to exploit =
the=20
      potential of highly accurate weapons. Without the information =
structure,=20
      any set of sensors would quickly submerge the system with so much =
data as=20
      to make it unworkable. Without adequate numbers of low-cost, =
precise,=20
      long-range weapons, successes in sensing and information =
processing could=20
      not be translated into a decisive battlefield effect. What is =
more, each=20
      revolution is an on-going trend that will continue for decades to =
come.=20
      There is no single technology or system to be mastered and =
incorporated=20
      into warfare, rather a continuing, uneven succession of =
developments will=20
      create staccato opportunities for change in our own and our =
adversaries'=20
      forces and capabilities.<SUP>11</SUP> </P>
      <P>As we pursue network centric warfare, therefore, we must accept =
that=20
      there will be no immediate conclusive answer, but rather a rapidly =

      evolving situation in which we must be able to identify and grasp=20
      technological opportunities as they occur. There also are two =
further=20
      complications. <BR>-First, since the evolving sensor, information =
and=20
      weapons capabilities will interact and multiply each other=92s =
effectiveness=20
      in a kaleidoscope of potential synergies, we should expect a =
geometrically=20
      increasing set of possible outcomes. <BR>-Second, while we must =
assess the=20
      utility of each new technology in the context of warfare as we =
know it,=20
      the technologies will also change the character of warfare =
dramatically.=20
      <BR>The situation is analogous to the triple revolution in guns, =
armor,=20
      and propulsion that marked warship design in the fifty years =
between 1862=20
      and 1912.<SUP>12</SUP> &nbsp;That three-fold revolution introduced =
a=20
      period of trial and error experimentation and forced such rapid =
change in=20
      warship design that new units were obsolete within a few years of =
fleet=20
      entry. It also brought forth Mahan and a fundamental rethinking of =
what=20
      navies could do. </P>
      <P>Our problem, thus, is not simply to integrate information =
technology=20
      into our current way of war. It is rather to manage a complex =
iterative=20
      process in which the synergies generated by a succession of =
sensor,=20
      information and weapons technological developments will redefine =
the=20
      character of warfare and lay the basis for a precise effects-based =

      approach. New technologies will continually present new =
possibilities that=20
      will make our working concept, of necessity, a "work in progress." =
The=20
      changing concept will in turn suggest still more ways in which =
those or=20
      other technologies may be applied, and so on in an unending cycle. =
Our=20
      challenge is to identify the evolving synergies, to adapt them to =
the=20
      power projection needs of the United States on a continuing basis, =
and do=20
      so within the defense budgets we are likely to have.</P>
      <P>As this suggests, a static "if you build it, they will come" =
approach=20
      focused solely on communications architecture would leave us just =
reacting=20
      to individual technology developments as they occur, and making =
only=20
      incremental changes. Harnessing the rolling synergies of this =
complex=20
      technological revolution will require a broad, long-term =
perspective wide=20
      that encompasses both the potential impact of the new =
technologies' on our=20
      military power and the derivative impact of new capabilities on =
our=20
      operational and strategic objectives. We must ask not simply how =
new=20
      technologies might handle existing tasks better, but also what we =
might=20
      now do that we have never been able to do before. </P>
      <P>This would indicate that our conceptualization should start by=20
      identifying the defining military capabilities that derive from =
the=20
      combined impact of the sensor, information and weapons =
revolutions. We can=20
      then assess how those capabilities affect the character of =
military=20
      operations in peace and war, then how new technologies might be =
made to=20
      interact to produce a desired effect, and finally, how that effect =
might=20
      be enhanced by new organization, training, doctrine and tactics. =
</P><B>
      <P align=3Dcenter>Precision, Speed and =85 Flexibility</B></P>
      <P>From the military standpoint, perhaps the most striking common =
element=20
      in the new technologies is the increased <I>precision </I>and =
<I>speed</I>=20
      that may now be possible in military operations. Evolving sensors =
will=20
      provide more and better data, thereby enabling military operations =
to be=20
      more and more responsive and exact. Evolving information =
technology will=20
      enable us to handle the vast quantities of data from the sensors =
quickly,=20
      and to meld the resulting situational awareness with the =
information=20
      needed to control and support our forces. Increasing numbers of =
highly=20
      accurate weapons and forces, in turn, will enable us to exploit =
the=20
      information we acquire on the battlefield.<SUP>13</SUP> In each =
case, the=20
      result of applying the technology is an increasing ability to be =
highly=20
      exact in our operations, and to generate a pace of operations that =
would=20
      not heretofore have been possible. The more successfully we =
develop and=20
      combine the technologies, the more exact, and the more nearly =
real-time=20
      our responses to battlefield threats and opportunities are likely =
to=20
      become. This relationship suggests that to optimize technologies =
or=20
      explore potential synergies, we must first understand the =
potential impact=20
      of precision and speed on warfare. </P>
      <P>What do precision and speed do for us? The starting point is =
the=20
      realization that "precision" lies in <U>the effects achieved and =
not in=20
      the arms and systems employed.</U> We must talk in terms of =
effects-based=20
      warfare. To achieve precise effects, we must do more than simply =
identify=20
      <I><U>a</I></U> target or category of targets. We must know the =
specific=20
      political or military effect we seek at each level of war. Thus, =
we must=20
      identify <U>which </U>enemy vulnerability or target subjected to=20
      <U>what</U> form of duress <U>where</U>, <U>when </U>and<U> for =
how=20
      long</U> will create the precise effect we seek. This is far more =
than=20
      seeing where the enemy is or tracking his forces. It also means =
that we=20
      must be able to assess not only the potential military impact of =
our=20
      actions, but also the potential political, economic, or other =
impact upon=20
      the enemy and even upon our own public, e.g. collateral damage. =
Nor is=20
      that all. We also must be able to generate the right force at the =
right=20
      time, and then monitor measures of effectiveness that will test =
our=20
      success =96 a requirement that far transcends conventional notions =
of bomb=20
      damage assessment and focuses instead on enemy will. Finally, if =
we are=20
      really to make the most of the precision our technology permits, =
we must=20
      be able to do all of this reliably in the heat of battle, and =
quickly and=20
      accurately enough to take advantage of each fleeting opportunity. =
</P>
      <P>In short, to be decisive in anything more than a one-time, =
pre-planned=20
      strike, we need more than speed and precision. We must be have a =
third=20
      element, operational flexibility, i.e. the ability to change from =
one=20
      rapid, precise operation or tactical engagement to another at will =
to=20
      exploit the opportunities and deal with the threats of a changing=20
      battlefield. We need to be able to compress a relatively complex =
targeting=20
      and command and control process until it fits the nearly real-time =

      dimensions of a battlefield engagement. These requirements are at =
the=20
      center of ideas like "speed of command," "the ring of fires," and =
"time=20
      critical targeting." Each of these ideas makes intuitive sense, =
and each=20
      can be understood in the context of a limited engagement, such as =
a call=20
      for fire support or a long-range strike. The key to understanding =
how both=20
      the concepts and the new technologies fit together is <I>"network =
centric=20
      warfare."</I></P>
      <P align=3Dcenter><B><I>Network Centric Warfare</I> and Combat=20
      Efficiency</B></P>
      <P>VADM Arthur K. Cebrowski, the leading proponent of "network =
centric=20
      warfare," has described it in terms of the more efficient =
application of=20
      combat power. This idea of combat efficiency as the true measure =
of the=20
      success of network centric warfare clearly steps beyond the =
tactical C4ISR=20
      focus. It implies a fundamental change in how we think and operate =
as well=20
      as what we use, and it demands an understanding of how the =
precision,=20
      speed, and flexibility of military operations that the network can =
produce=20
      change what we can do with the forces we will have available. </P>
      <P>As Cebrowski puts it, traditional military operations usually =
occur in=20
      stair step fashion. A mission is assigned and planned; forces are=20
      generated and coordinated; and finally, an operation is launched =
that=20
      concentrates this power on an assigned objective. As a result of =
this=20
      inaction-action cycle, military power tends to be applied in =
spurts. The=20
      horizontal part represents </P>
      <P align=3Dcenter><IMG height=3D346=20
      =
src=3D"http://www.dodccrp.org/research/other/IS/eSmith/image01.gif"=20
      width=3D519></P>
      <P>the periods of inaction during which the coordination and force =

      generation functions are undertaken, while the vertical part of =
the step=20
      or "execution" equates to the power applied. </P>
      <P>Cebrowski contends that a network centric approach to warfare =
would=20
      enable us to move from this highly coordinated cycle of operations =

      ("planned synchronization") to what is effectively a smooth curve =
defined=20
      by a multitude of smaller, semi-independent operations ("empowered =

      self-synchronization.") Given the power of the shared situational=20
      awareness created by the network, it would no longer would it be =
necessary=20
      to initiate an action, wait to see its impact or an enemy's =
reaction,=20
      decide on a further action, and so on, in the manner of Col. John =
Boyd's=20
      famed Observe, Orient, Decide, Act (OODA) loop.<SUP>14</SUP> =
&nbsp;The=20
      availability and immediacy of information on the network would =
permit us=20
      to accomplish this cycle on a nearly continuous basis at all =
levels of=20
      command in order to achieve a new form of "empowered =
self-synchronized"=20
      operations. That is, the network would permit us to decentralize =
or=20
      flatten the command structure, taking the control function down to =
the=20
      lowest practicable level of command and shortening the response =
cycle by=20
      removing unneeded levels of command and control. Finally, as =
training and=20
      organization improve at all levels, the pace of the =
semi-independent=20
      operations should accelerate further to create a new "speed of =
command."=20
      </P>
      <P>As Admiral Cebrowski's diagram underlines, the contribution of =
network=20
      centric operations is much more than speed. Rather, by permitting=20
      individual units to "self-synchronize" and substantially =
increasing the=20
      speed of operations, the network enables us to optimize the combat =
power=20
      of our forces and to regain "lost combat power." Put simply, it =
suggests=20
      that network centric warfare is not about communications. It is =
about=20
      combat efficiency. </P>
      <P align=3Dcenter><B>Creating Disproportionate Effects</B></P>
      <P>What is "combat efficiency" and how do network centric =
operations=20
      generate it? In essence, combat efficiency is the degree to which =
we can=20
      optimize the impact of military power. In effects-based warfare, =
this=20
      efficiency is denominated in terms of how successful a given unit =
of=20
      combat power was in inducing the enemy to react in the desired =
way. This=20
      measure is more complicated than the traditional Lanchestrian =
tallies of=20
      bombs dropped versus forces destroyed, but it drives to the heart =
of the=20
      role of precision in warfare. It says that effective military =
power is not=20
      a function of how fast we attrite an opposing military force, but =
of how=20
      well we force the enemy to yield -- and by extension how =
successful we are=20
      in avoiding an attrition exchange altogether. Such a definition =
conforms=20
      well to the challenge confronting us in the expeditionary warfare =
of the=20
      21st century: to enable relatively small forward forces to create =
effects=20
      that are disproportionate to their numbers. </P>
      <P>Admiral Cebrowski's discussions of network centric warfare =
suggest that=20
      there are in fact two distinct levels of combat efficiency. The =
diagram=20
      points to the first level. It outlines the potential role of =
network=20
      centric operations in enabling us to apply combat power better, =
faster,=20
      and in greater quantity. The admiral, however, clearly points =
beyond this=20
      limited goal and sees in the "better, faster, more" a means to =
something=20
      more. Speed, precision and flexibility combined with a superior =
knowledge=20
      of the enemy can enable us to seize and sustain the initiative on =
the=20
      battlefield, to "lock out" any meaningful enemy response, and to =
break the=20
      enemy will to resist rather than slowly grinding down his means of =

      resisting. It is this latter second level of combat efficiency =
that=20
      promises the greater return, but is also the most challenging. =
</P>
      <P align=3Dcenter><B>Better, Faster, More: The First Level of =
Combat=20
      Efficiency</B></P>
      <P>While the admiral's depiction of the increased combat =
efficiency=20
      deriving from accelerated self-synchronized operations makes =
intuitive=20
      sense, it leaves some questions to be answered. For example, how =
much of=20
      the efficiency accrues from better communications and information =
and how=20
      much from better organization, training and doctrine? How does the =
power=20
      of shared situational awareness translate into increased =
efficiency?=20
      Further explanation is in order. </P>
      <P>One approach to providing such an explanation is to combine =
VADM=20
      Cebrowski's depiction of the traditional stepped application of =
military=20
      power with Col. John Boyd's Observe, Orient, Decide, Act or OODA =
loop.=20
      Although the OODA loop was originally conceived as a tactical =
engagement=20
      circle, it is now commonly applied to exchanges at the operational =
and=20
      strategic levels as well. In this case, we will take an additional =
step=20
      and employ it to describe both decision making and power =
generation and=20
      use the orient/decide phases to equate to the period required for=20
      gathering and directing the military force to be applied. If we =
further=20
      look at Boyd's OODA loop not as a circular, repeating loop, but as =
a=20
      series of linear cycles occurring in succession over time, we can =
overlay=20
      these linear OODA cycles onto the step functions in the Cebrowski =
diagram.=20
      Boyd's <I>Observe, Orient</I> and <I>Decide</I> phases then would =
equate=20
      to the horizontal part of the step function or delay while the =
<I>Act=20
      </I>phase would constitute the vertical or application of force =
phase.=20
      Plotted on axes of time (x) versus cumulative application of =
military=20
      force (y), the "steps," then become OODA cycles that are repeated =
as often=20
      as necessary with <I>Act</I> adding to the total of the military =
force=20
      applied.</P>
      <P><IMG height=3D276=20
      =
src=3D"http://www.dodccrp.org/research/other/IS/eSmith/image02.gif"=20
      width=3D495></P>
      <P>This overlay permits us to dissect the individual steps by =
defining=20
      what the "observe," "orient," "decide," and "act" phases might =
actually=20
      entail in terms of specific operational functions. By doing this, =
several=20
      additional insights emerge. For example, the "observe" process =
includes=20
      the steps necessary to acquire the intelligence, surveillance,=20
      reconnaissance, and targeting data needed to act. It entails =
getting the=20
      right sensors looking at the right targets or threats so as to =
collect the=20
      right data, and it includes transmitting that data, information or =

      intelligence to the right person or system at the right time. This =
phase=20
      is clearly the domain of network centric warfare, of =
sensor-to-shooter=20
      architectures, and of concepts like nodal targeting. Thus, the =
observe=20
      phase lends itself very well to new information and sensor =
technologies=20
      and holds great promise both of significant time compression and =
greater=20
      precision. But, there is a limit to this compression. Precise=20
      effects-based warfare will demand more than sensor-based =
awareness. It=20
      will require us to identify both the specific vulnerability we =
need to act=20
      against and the desired result. To do this, we need to =
<I><U>know</I></U>=20
      the enemy. The process of creating such knowledge of the enemy =
will draw=20
      on sensor information, to be sure, and will be subject to some =
time=20
      compression as a result, but it is much more a matter of creating =
regional=20
      expertise and extensive regional and technical intelligence =
databases. In=20
      short, we will find ourselves reintroducing the human dimension =
into the=20
      loop and expanding our reliance on functions that must be carried =
out over=20
      months and years, and essentially, must be completed before the =
battle=20
      even begins. This means that the increasing speed and precision =
brought be=20
      new sensors and information technology can only shorten the OODA =
cycle to=20
      the degree that such long term collection and analysis has already =
been=20
      done and is available on the net.</P>
      <P>A similar limit emerges as we move to the "orient/decide"=20
      phase<SUP>15</SUP> of our redefined OODA cycle. Better information =
and=20
      situational awareness can help us to avoid mistakes and permit a =
more=20
      efficient use of assets. However, the time required to generate =
combat=20
      power and, hence, the length of the "orient/decide" phase is only=20
      indirectly affected by better information. This is because the =
timing is=20
      dictated by the succession of physical steps necessary to generate =
the=20
      right force in the right numbers to achieve the effect we seek. =
For=20
      example, we might have to move the carrier within range of the =
objective,=20
      plan and brief the mission, fuel and arm the aircraft, and launch =
the=20
      right planes to do the job, and then sustain our strikes as long =
as=20
      necessary to achieve our objective. Although better, more reliable =

      information can help, the process remains a collection of physical =

      functions that must be completed before we can produce the =
military power=20
      needed and apply it to an "act" phase. Each of these functions has =
its=20
      pace determined by the physical capabilities of the systems and =
people=20
      involved. The carrier can move only so fast, the planning process=20
      compressed just so far, or the flight deck operations hurried =
along only=20
      so much. The major "delays" associated with these physical steps =
in the=20
      orient/decide process are functions of how we organize, train and =
equip=20
      our forces, and have little to do with information flows. Hence, =
they=20
      stand to be improved only marginally by network centric warfare =
taken in=20
      its narrow connectivity sense. </P>
      <P>Moreover, much the same is true of the "act" phase. To carry =
the=20
      example further, the aircraft we will have to launch must proceed =
to the=20
      target area, a function of distance and air speed. Then, they will =
have to=20
      drop or launch their weapons, a function of weapons =
characteristics such=20
      as stand-off range and speed. Thus, the time required to complete =
the=20
      "act" phase depends on the kind of forces being used and the =
physical=20
      parameters of the combat situation, much more than on the speed or =
scope=20
      of the information flow. </P>
      <P>The lesson is clear. Optimizing the OODA cycle and increasing =
our=20
      "speed of command" is as much a question of finding out how to =
organize=20
      the information we need and how to accelerate <I>the process of =
generating=20
      combat power and moving it to target</I> as it is of speeding the =
forces'=20
      communications. Increasing combat efficiency, therefore, must =
necessarily=20
      be a multi- pronged effort. </P>
      <P>The strike generation experiment run by the USS Nimitz in 1997 =
is=20
      illustrative of how changes in organization, training, and =
equipment can=20
      be combined with network centric approaches to warfare in order to =
create=20
      a more efficient use of combat forces. The purpose of the =
experiment was=20
      to maximize the number of sorties a carrier could generate and =
sustain,=20
      that is, to increase the combat efficiency of a carrier battle =
group. To=20
      do this, the carrier beefed up its air wing with more pilots, =
abandoned=20
      traditional cyclical operations<SUP>16</SUP> in favor of new =
high-speed=20
      cyclical operations, and relied on accompanying missile ships for =
its air=20
      defense. The result was a demonstrated capacity to generate =
approximately=20
      1,000 carrier air sorties over four days or around five times the =
usual=20
      number of sorties. To further enhance its impact, Nimitz also =
armed the=20
      aircraft it launched with precision weapons and began to define =
its power=20
      projection in terms of target aim points attacked rather than =
planes=20
      launched. Thus, if each aircraft carried four precise weapons, =
each of=20
      which could reliably destroy an aimpoint, then the total the =
effect would=20
      be one of 4,000 aim points attacked over a four day period by a =
single=20
      carrier.<SUP>17</SUP> &nbsp;However, generating more sorties and =
attacking=20
      more aim points would be of little consequence if not accompanied =
by an=20
      ability to identify the right targets, prioritize them, coordinate =
the=20
      strikes and assess the effects of our actions at a rate at least=20
      equivalent to our ability to generate the sorties. The "effects" =
created=20
      by the Nimitz demonstration, thus, stemmed from two capacities: to =
conduct=20
      strike operations at a heretofore inconceivable rate, and to use =
each of=20
      those strikes to its fullest advantage. </P>
      <P>To apply our OODA perspective, Nimitz and its air wing =
established a=20
      new faster <I>physical</I> operational cycle. By training =
differently,=20
      changing the way in which operations were planned and organized, =
and by=20
      augmenting selected personnel, they increased the speed at which =
their=20
      military power could be generated. However, as the changes imply, =
the=20
      accelerated OODA cycle that resulted was peculiar to that =
particular class=20
      of carrier with that particular air wing organized and trained in =
this=20
      specific manner embarked.<SUP>18</SUP> </P>
      <P>The implications of the Nimitz demonstration are significant =
for=20
      several reasons. First, the Nimitz operation shows that the power=20
      generation portion of the OODA cycle and hence the cycle as a =
whole can be=20
      shortened by the use of better equipment, organization, training =
and=20
      information. And, indeed, subsequent operations by other Nimitz =
class=20
      carriers bear out that similar changes in equipment, organization, =

      training and information can have a similar impact. Second, if the =
changes=20
      could produce different length OODA cycles, then the OODA cycles =
of each=20
      individual military force also may be expected to vary with =
equipment,=20
      training, and organization. Stated in reverse, a different class =
carrier=20
      with a different air wing containing different aircraft would not =
be=20
      expected to perform in the same way. Third, if this line of =
reasoning is=20
      carried a step further, we also should expect that dissimilar =
military=20
      forces will have different, even radically different OODA cycle =
lengths.=20
      For example, the Nimitz' cycle would differ from that of a cruiser =
firing=20
      a cruise missile, and the cruiser's OODA cycle, in turn, would =
differ=20
      markedly from that of a squad of Marines engaged in a fire fight. =
If the=20
      analogy is extended further to joint and allied forces, the same =
disparity=20
      should be apparent. Air Force B-2 bombers operating from bases in =
the=20
      United States have a demonstrably different OODA cycle from a =
Nimitz class=20
      carrier operating 300 miles from the battlefield.<SUP>19</SUP>=20
      &nbsp;Similarly, any allied operation, especially one where =
individual=20
      national Rules of Engagement are enforced, is likely to have to =
deal with=20
      widely different OODA cycles. The bottom line is clear. Different =
kinds of=20
      combat forces with different equipment, organization and training =
generate=20
      distinctly different OODA cycles of very different lengths. </P>
      <P>The battlefield represents a complex interaction among very =
different=20
      kinds of military forces with OODA cycles of widely varying =
length. To use=20
      a more specific example, at one extreme, a SEAL insertion would=20
      necessitate the acquisition of some very exact intelligence on =
enemy=20
      operations in the target area. Then it would require detailed =
planning,=20
      and rehearsal perhaps followed by a submarine transit to the =
operating=20
      area, a swim ashore, and a trek to the target, likely with an =
attendant=20
      requirement for cover of darkness. At the other extreme, the squad =
of=20
      Marines engaged in a fire fight, if it is to survive, must create =
a very=20
      short decision making/OODA cycle. Each Marine becomes the sensor,=20
      coordinator, and shooter all wrapped up into one. The members of =
the=20
      platoon rely on training, doctrine and the immediate presence of a =
platoon=20
      commander to coordinate the individual action and to sustain the =
pace of=20
      the exchange. However, if the squad were to require assistance, it =
would=20
      have to deal with forces whose reaction or OODA cycles might be =
very=20
      different. A call for fire to a destroyer off shore might require =
the ship=20
      to move into position and/or man the guns, load and fire, as well =
as a=20
      delay for the round fired to reach the target designated. If the =
call for=20
      support went instead to a carrier</P>
      <P align=3Dcenter><IMG height=3D274=20
      =
src=3D"http://www.dodccrp.org/research/other/IS/eSmith/image03.gif"=20
      width=3D439></P>
      <P>off-shore, then the Marines' call for support and targeting =
data might=20
      have to be married with other observations as to the state of =
enemy=20
      anti-aircraft capabilities in and en route the target area. Then =
the=20
      appropriate strike or reaction package would have to be generated, =
crews=20
      briefed, and aircraft armed and launched. Finally, the aircraft =
might have=20
      to proceed to the target area and the launch of its weapons with =
the=20
      forward observer. Obviously in each of these cases, response time =
would be=20
      greatly shortened if the ship were on the gun line ready to fire =
or the=20
      aircraft were overhead or on strip alert nearby. However, two =
things are=20
      apparent: </P><BR>-That, in shortening the power generation OODA =
cycle,=20
      improved C4ISR is only one part of a much larger operational =
challenge;=20
      and <BR>-That, any effort to increase the "speed of command" must =
focus on=20
      the diversity of OODA cycles generated by the very different =
forces that=20
      are likely to play on the modern battlefield. The more diverse the =
forces,=20
      the greater the problem is likely to be. <BR>The above also =
underlines the=20
      nature of the coordination undertaken by the combat commander. =
Putting the=20
      ship into a position to fire, or stationing the aircraft overhead =
or on=20
      strip alert nearby entails coordinating their different OODA =
cycles so=20
      that they can act simultaneously or when needed. This means that =
their=20
      "act" phases must be alligned so that all earlier aspects of force =

      generation have already been satisfied. In battle, the commander=20
      "coordinates" the different OODA cycles of the forces under his =
command so=20
      that the "act" phase of each of his differing forces strikes the =
enemy at=20
      the same time or in some prescribed sequence. This kind of =
coordination is=20
      a necessary facet of battlefield operations, however, something =
else needs=20
      to be borne in mind. What is happening is that the commander =
deliberately=20
      keeps most of his units from achieving their optimum OODA cycle =
length or=20
      pace of operations in order to mass effects or to be mutually =
supportive.=20
      To carry our example further, if it were necessary for an air =
strike to=20
      incapacitate an artillery position in order to enable several =
platoons of=20
      Marines to reach an objective, and if that in turn were contingent =
on the=20
      SEALs taking down a surveillance radar en route that target, then =
the=20
      entire operation would be tied to the pace of the SEALs. That is, =
by the=20
      planned synchronization of the OODA cycles, we have held our =
entire effort=20
      hostage to the speed of the slowest OODA cycle.=20
      <P align=3Dcenter><IMG height=3D279=20
      =
src=3D"http://www.dodccrp.org/research/other/IS/eSmith/image04.gif"=20
      width=3D483></P>
      <P>Obviously, there are many situations in which it will be =
operationally=20
      necessary to mass effects in order to create the greatest shock =
value, or=20
      to prevent the enemy from defeating our forces in =
detail.<SUP>20</SUP>=20
      &nbsp;But there is a price to be paid. The result of massing =
forces or=20
      effects is that less force is applied than if each force, system =
or unit=20
      had been permitted to operate at its own optimum rate. This means=20
      foregoing those cycles of applied combat power that might have =
been=20
      generated by quicker paced forces during the time in question. =
Moreover,=20
      as Admiral Cebrowski's step diagram underlines, this massing of =
effects in=20
      a "planned synchronized" attack may occur time after time with the =
timing=20
      of each wave of massed attacks contingent on the pace of the =
slowest=20
      unit.<SUP>21</SUP> &nbsp;In effect, by optimizing mass, we =
minimize=20
      efficiency. </P>
      <P>Here is where the question of flexibility becomes important. =
Precision=20
      and speed may permit us to reduce the length of our OODA cycles =
and,=20
      thereby, increase the pace of our operations, but alone they are=20
      insufficient to realize the revolution -- or prevent it from =
backfiring.=20
      Efficiency is not enough. Rather, we must be able <I>both</I> to =
conduct=20
      rapid, semi-independent operations <I>and</I> to mass forces and =
effects=20
      as required to deal with changes in the enemy threat or to take =
advantage=20
      of emerging battlefield opportunities. We need to be able to =
change the=20
      mode, direction and objectives of our actions just as much as we =
need to=20
      bring speed and precision to targeting. That is, we must be =
flexible to a=20
      degree that we have never before managed. </P>
      <P>Network centric operations are at the heart of this =
flexibility. The=20
      flexibility and the speed and precision it exploits all derive =
from the=20
      amalgam of information, sensors, and communications that =
constitutes the=20
      information back plane of network centric warfare. The "network" =
permits=20
      us to undertake more actions in a given time, to focus those =
actions=20
      better, and to act and react both faster and with more certainty. =
Yet, all=20
      of these "better, faster, more" attributes by themselves still add =
up to=20
      little more than a more efficient form of attrition. How then do =
we make=20
      the leap to a level of efficiency that would permit us to "break" =
the=20
      enemy will rather than grind down his means of waging war? </P>
      <P align=3Dcenter><B>Breaking Enemy Will: The Second Level of =
Combat=20
      Efficiency</B></P>
      <P>The first level of combat efficiency can be reduced to aim =
points=20
      serviced, volume of fires generated, or damage inflicted on enemy =
forces=20
      and capabilities. While such combat efficiency remains the =
critical,=20
      irreducible core of what we must be able to do, it also =
understates the=20
      real pay-off that may be possible with network centric approaches =
to=20
      warfare. In fact, the ultimate objective of the network centric =
warfare=20
      described by VADM Cebrowski is not to wear down the enemy's =
physical=20
      ability to make war at all, but to instill a sense of "shock and =
awe" that=20
      will create a "self-fulfilling prophecy" of defeat. These ideas =
and,=20
      indeed, the example of the 1940 <I>blitzkrieg</I> itself, suggest =
that the=20
      route to the next level of "combat efficiency" is not applying =
even=20
      greater amounts of combat power over shorter periods of time. It =
is=20
      instead a foreshortening of the combat itself by breaking the =
enemy will=20
      to resist long before his means to resist have been exhausted -- =
and long=20
      before the full panoply of US forces might be expected to arrive =
in the=20
      crisis area. </P>
      <P>The precision, speed and flexibility that lie at the core of =
the=20
      concept of the "empowered self-synchronization" are, in fact, the =
entry=20
      point to this second dimension of combat efficiency. This "break =
not=20
      grind" level of combat efficiency can perhaps best be described in =
terms=20
      of two ideas. The first is the concept of "getting inside the =
enemy's OODA=20
      loop," and the second is that of inducing and/or exploiting chaos. =
The=20
      starting point for both ideas is the realization that "breaking" =
is a=20
      psychological rather than a physical process and that our efforts, =

      therefore, need to focus on the enemy's decision making process =
and his=20
      ability to take action in some coherent manner.</P>
      <P align=3Dcenter><B>"Getting inside the Enemy's OODA =
Loop"</B></P>
      <P>If we return to our OODA cycle diagram, we can hypothesize that =
any=20
      "act" or application of combat power can be seen in two ways. From =
the=20
      standpoint of first level attrition, it is an effort that attacks, =

      destroys, or in some way degrades the enemy capability to wage or =
sustain=20
      a war. Yet, that same "act" can also be seen as a stimulus that =
the enemy=20
      will "observe" and factor into his decision making process. The =
more=20
      significant the action on our part, the more of an effect it is =
likely to=20
      have on the decisions the enemy makes. This "significance" is not =
solely a=20
      function of how much we destroy. It is at least as much a question =
of what=20
      we attack, when, and how fast. If the stimulus is significant =
enough, the=20
      effect may be to force the enemy to reconsider his course of =
action and,=20
      perhaps, to begin his OODA cycle all over again, that is, we will =
have=20
      disrupted his OODA loop. If a succession of stimuli have a similar =
impact,=20
      then the effect might be not only to disrupt his OODA loop but to =
create=20
      an almost catatonic state of "lock out" in which the enemy can no =
longer=20
      react coherently.</P>
      <P align=3Dcenter><IMG height=3D238=20
      =
src=3D"http://www.dodccrp.org/research/other/IS/eSmith/image05.gif"=20
      width=3D348></P>
      <P>The requirements for second level combat efficiency are =
stringent. If=20
      we were only concerned with a first level wearing down the enemy =
ability=20
      to wage war, then to increase efficiency, we would only need to =
increase=20
      the size and frequency of the attacks we generate, i.e. the total =
quantity=20
      of power applied. However, if we are trying to break the enemy's =
will to=20
      resist, then our actions must be tightly coordinated so as to put =
the=20
      right forces on the right targets or vulnerabilities at the right =
times so=20
      as to produce the right effect on his decision making cycle. To =
make=20
      matters still more difficult, what we face is not a single enemy =
OODA=20
      cycle in the manner of a one-v-one fighter engagement. Instead, we =
will=20
      have to deal with a multiplicity of different OODA cycles that, =
much like=20
      our own, represent different units and forces operating =
simultaneously at=20
      the tactical, operational, and strategic levels of conflict. </P>
      <P>A pointed, if serendipitous, example of such a disruption =
occurred in=20
      the Battle of Midway. In that battle, intelligence derived from =
breaking=20
      Japanese codes enabled the Americans to anticipate the Japanese =
attack.=20
      The Americans, thus, detected the Japanese carrier force first and =

      launched the first attack. When the Japanese commander, VADM =
Nagumo, first=20
      received word of an American carrier in the area, and then was =
attacked be=20
      carrier based torpedo planes, he was obliged to reconsider his =
plan for an=20
      attack on Midway. He re-oriented his effort and ordered his =
aircraft=20
      rearmed for a fleet action. The indication of a US fleet in the =
area, in=20
      effect, "reset" the Japanese OODA cycle. Then, as the Japanese =
planes were=20
      being rearmed and their fleet's Combat Air Patrol (CAP) was =
engaged in low=20
      level intercept of the American torpedo planes, the dive-bombers =
in the=20
      disjointed American attack (the second dotted blue arrow) struck =
catching=20
      the Japanese carriers with decks full of planes and bombs. The =
chaos that=20
      they created in the ensuing minutes not only ended the whole =
attack on=20
      Midway, but also proved to be the turning point in the Pacific =
war. In=20
      effect, the sighting of one ship and the torpedo plane attack -- a =

      relatively small application of force in the scale of the entire =
battle=20
      much less of the whole war -- had a decisive impact on the =
Japanese OODA=20
      cycle at just the right time, forcing them to begin anew. </P>
      <P align=3Dcenter><IMG height=3D265=20
      =
src=3D"http://www.dodccrp.org/research/other/IS/eSmith/image06.gif"=20
      width=3D458></P>
      <P>The success at Midway was a matter of uniquely significant =
intelligence=20
      and breathtakingly good luck. The challenge for network centric =
operations=20
      is to repeat this accidental effect reliably, predictably, and at =
will.=20
      How do we do that? If we compare the Japanese and American OODA =
cycles at=20
      the time of the torpedo attack, it becomes evident that the OODA =
cycles=20
      were out of phase. If the American and Japanese attacks had been =
in phase,=20
      the strikes would have crossed in the air and struck empty decks =
on both=20
      sides without the disastrous consequences for the Japanese and =
possibly=20
      with dire consequences for the smaller number of American =
carriers. But,=20
      American intelligence knew the Japanese effort was coming, =
American=20
      reconnaissance located the Japanese fleet first, and the American =
carriers=20
      launched first. That is, the Americans completed their =
observation,=20
      orientation, and decision phases in time for the air strike "act" =
to hit=20
      the Japanese when they were most vulnerable, and before they could =

      initiate a fleet action. The American success, then, rested =
partially on=20
      careful preparation -- the intelligence, reconnaissance, and early =
launch=20
      of aircraft -- as well as on the serendipity of a disjointed =
arrival of=20
      the strike elements over target. </P>
      <P>If we are to emulate Midway, we must strike the enemy at the =
right time=20
      and then to continue to strike at the right time as often as =
necessary.=20
      This challenge is twofold. We must both judge the enemy's OODA =
cycle=20
      correctly and coordinate our own actions with great exactitude so =
as to=20
      make our attacks or other actions occur at the right time. To do =
this, our=20
      intelligence and reconnaissance inputs must be sufficiently =
precise and=20
      reliable to let us time the enemy OODA cycle correctly. They must =
include=20
      the kind of "battlespace awareness" that enabled the American =
fleet to get=20
      its strikes off first, to be sure, but they must also enable us to =
know=20
      the enemy's OODA cycle sufficiently well to identify and exploit =
the=20
      critical junctures.<SUP>22</SUP> &nbsp;And, we must be able to =
coordinate=20
      our own actions so as to be able to sustain controlled high- tempo =

      operations on the edge of chaos, and not just a serendipitous=20
      reinforcement of actions, like the torpedo and dive bomber =
aircraft at=20
      Midway. It is exactly these two challenges that we are attempting =
to=20
      grapple with in the ideas of network centric warfare, speed of =
command and=20
      battlespace awareness. However, there is an additional problem. =
Barring=20
      some unforeseeable breakthrough, our intelligence and =
reconnaissance is=20
      not likely to enable us to achieve such <I>knowledge</I> of the =
enemy=20
      reliably, consistently, or at all levels.<SUP>23</SUP></P>
      <P>How then might network centric operations enable us to bring =
about=20
      another Midway? One solution is to multiply the number of =
opportunities to=20
      repeat the Midway serendipity. The more often we provide a =
stimulus, the=20
      greater the chances we will have the effect we seek on the =
decision=20
      enemy's making process. Taken to an extreme, we can try to so =
overwhelm=20
      the enemy with new developments to consider that he must =
continually=20
      revisit his decisions, re-orient his efforts and, perhaps, pause =
for=20
      further observations to the point that no action is actually =
taken. </P>
      <P align=3Dcenter><IMG height=3D288=20
      =
src=3D"http://www.dodccrp.org/research/other/IS/eSmith/image07.gif"=20
      width=3D456></P>
      <P>We could try to do this by using new sensor and information=20
      technologies to improve our C4ISR capabilities and thereby =
increase our=20
      pace of operations. In effect, we could apply combat power in the =
same=20
      increments and much the same manner as before, but would use new=20
      information technology and better communications plumbing to =
shorten the=20
      length of our OODA cycles and compress the time over which that =
power is=20
      applied. This would multiply the number of impacts on adversary =
decision=20
      making over a given period and increase the likelihood of striking =
at the=20
      "right time" to disrupt the adversary's cycle. It certainly helps, =
but as=20
      the time required to generate the combat power can be compressed =
only so=20
      much, something more is needed to achieve a greater pace and =
frequency of=20
      stimuli.</P>
      <P>Another approach would be to orchestrate not one large =
operation at a=20
      time, but to apply the same total amount of power in more numerous =
if=20
      smaller increments. The length of the individual OODA cycles -- as =

      dictated by the physical requirements for generating combat power =
-- might=20
      remain the same, but the overall application would be in =
overlapping=20
      cycles staggered so as to maintain a rapid succession of stimuli. =
In=20
      effect, we could build on training and a universally available=20
      "battlespace awareness" to separate our actions into smaller,=20
      semi-independent, self-synchroinized operations, each of which =
could=20
      generate a stimulus sufficient to affect the adversary's OODA=20
      cycles.<SUP>24</SUP> </P>
      <P align=3Dcenter><IMG height=3D289=20
      =
src=3D"http://www.dodccrp.org/research/other/IS/eSmith/image08.gif"=20
      width=3D472></P>
      <P>This approach has obvious limitations. The more we diminish the =
size of=20
      our actions, the more vulnerable they will be to being defeated in =
detail.=20
      However, the better our command and control and battlespace =
awareness --=20
      the potential fruits of network centric warfare -- and the better =
our=20
      knowledge of the enemy, the less risk this will entail. If we can =
further=20
      use the flexibility the network brings to anticipate enemy actions =
and to=20
      aggregate or disaggregate our actions at will, then the danger =
would be=20
      diminished still more. </P>
      <P>Or finally, we can combine the last two approaches. We can both =

      multiply the number of cycles and compress the time needed to =
execute each=20
      cycle. We might apply the same total amount of force in the same=20
      overlapping increments as above, but would do so over a much =
shorter=20
      period of time, for example, half that of the previous approach. =
In=20
      essence, we would use our expanded C4ISR capability to liberate =
individual=20
      forces to operate at something more closely approximating their =
OODA cycle=20
      maximums and by so doing multiply the number of OODA cycles we =
execute.=20
      </P>
      <P>This suggests a very different analogy from that of Midway. The =
torpedo=20
      squadron attacks on the Japanese fleet acted like a rapier thrust =
that=20
      attacked the Japanese OODA cycle at just the critical time, a feat =
which=20
      we acknowledge will be difficult if not impossible to duplicate =
reliably.=20
      The accelerated, multiplied stimuli suggest an attack more akin to =
that of=20
      a swarm of bees. Even though no single unit may have a decisive =
impact,=20
      the overall effect is to leave the victim swinging helplessly at =
attackers=20
      coming from all directions and unable to mount any coherent =
defense save=20
      retreat. </P>
      <P>This "swarm" approach poses a series of significant new =
challenges. How=20
      do we coordinate the swarm of operations so as to achieve military =

      objectives apart from interfering -- perhaps without success -- in =
the=20
      enemy decision making loop?<SUP>25</SUP> &nbsp;How do we know when =
to mass=20
      forces or effects so as to avoid being defeated in detail? And, =
how do we=20
      assess the effectiveness of our efforts and then feed the results =
of these=20
      assessments into the next round of orient, decide and act phases? =
Will the=20
      enemy know he has been defeated and cease his resistance? Or, will =
he=20
      simply continue to swat at the attacks until he can no longer do =
so, that=20
      is continue a blind attrition war? </P>
      <P>To be effective, the "swarm" will need to work toward a unified =
set of=20
      military objectives under the same commander's intent. But to =
achieve the=20
      brief cycle times, the elements of the swarm would need to operate =
as=20
      largely self-contained, self-coordinated individual operations. In =
short,=20
      our forces would need to become self-synchronized and =
self-adaptive. We=20
      could then move our own operations toward the edge of chaos as =
needed by=20
      deliberately undertaking a proliferation of independent =
operations.=20
      Finally, we could use this ability to create and operate in a =
state of=20
      controlled chaos, that is, to conduct operations that are so fast =
and so=20
      unconnected as to risk spinning out of control in any but a =
network=20
      centric force, thereby securing an asymmetric advantage to =
ourselves. </P>
      <P>This approach comes closest to the smooth empowered=20
      self-synchronization action-reaction curve proposed by VADM =
Cebrowski. It=20
      also begins to lay the foundation for a new understanding of how =
we might=20
      induce chaos. In essence, we provide so many stimuli that the =
adversary=20
      can no longer act coherently, but constantly must revisit the =
earlier=20
      stages of his OODA cycle to ask. "Does the act which just struck =
me=20
      invalidate the assumptions upon which my currently intended course =
of=20
      action rest? Does it demand a redirection of my effort? Will an =
additional=20
      attack come and will it force me into revisiting my plans yet =
again?" The=20
      result would be a catatonic inability to act, that is, a "lock =
out."</P>
      <P align=3Dcenter><B>Exploiting Chaos</B></P>
      <P>The principle of chaos in warfare is not new.<SUP>26</SUP> =
&nbsp;It is=20
      as rooted in Sun Tzu as it is in Napoleon. Clausewitz talks in =
terms of=20
      exploiting the fog and friction of war to drive the enemy into a =
rout,=20
      that is, into a state of chaos.<SUP>27</SUP> &nbsp;The essence of =
the=20
      German <I>blitzkrieg </I>in 1940 was that it induced so much chaos =
into=20
      French and British efforts that a coherent defense was no longer =
possible=20
      and resistance collapsed more or less simultaneously at the =
strategic,=20
      operational, and tactical levels. The German success rested on a=20
      combination of new technologies used in a bold new "lightening" =
thrust by=20
      armored columns that left Allied forces no time to form an ordered =

      defense. In brief, the Germans operated at such a speed and with =
such=20
      flexibility that they instilled "shock and awe" and created a =
"powerful=20
      self-fulfilling prophecy" of defeat and French resistance at all =
levels=20
      collapsed. </P>
      <P>Recent writings on "chaos" <SUP>28</SUP> theory have drawn a =
comparison=20
      between the concept of chaos in physical systems and its =
application to=20
      warfare. They point out that the boundary between chaos and order =
is=20
      particularly important because that boundary is a region in which =
very=20
      small inputs or changes in system parameters can have very large =
impacts=20
      on the whole system, and even cause it to collapse. The =
implication for=20
      military operations is that we might be able to create situations =
in which=20
      relatively small applications of military power can have a highly=20
      disproportionate and potentially decisive impact. This ability =
would have=20
      a particular significance for expeditionary warfare and forward =
presence=20
      because it is a way in which the relatively small numbers of =
forces that=20
      can be maintained forward or deployed quickly might be able to use =
speed,=20
      precision, and flexibility to be decisive in peace or war. </P>
      <P>The idea sounds good but leaves many questions. How do we =
define this=20
      boundary in operational terms? How do network centric operations =
permit us=20
      to exploit it? One approach is to define this edge of chaos in =
terms of=20
      the intensity of the military operations. We can describe this =
intensity=20
      in terms of the pace and the scale/ scope of operations, as =
plotted along=20
      the x and y axes of the graph below. We can understand intuitively =
that=20
      the more we increase the pace of our operations (x), the more =
difficult=20
      they will be to control or focus. Similarly, the more we increase =
the=20
      scope and scale of our operations (y), the more difficult they =
will be to=20
      control. By extension, we also can surmise that, at some point =
along the x=20
      axis, there would lie an operation so rapid that we will no longer =
be able=20
      to coordinate or focus it. Similarly, at some point along the y =
axis,=20
      there will be an operation of such a size or scope, e.g. global=20
      thermonuclear war, as to cause us to lose control of our forces =
and to=20
      lapse into chaos. In short, we can identify a set of two =
transition points=20
      from order into chaos. Figuratively, then, the "edge of chaos" =
would be a=20
      line drawn between these two points that touches all the various=20
      combinations of scale/scope and pace of operations that define the =
limit=20
      of what we can control or coordinate, i.e., a set comprising all =
of our=20
      order-to-chaos transition points. Beyond this line, lies a region =
of=20
      operations</P>
      <P align=3Dcenter><IMG height=3D318=20
      =
src=3D"http://www.dodccrp.org/research/other/IS/eSmith/image09.gif"=20
      width=3D346></P>
      <P>that are so large and/or so rapid that we cannot hope to =
execute them=20
      and remain a coherent viable force, that is, the zone of chaos. =
Within the=20
      line, lie all of the operations we can control, that is, the zone =
of=20
      order. </P>
      <P>In this context, "chaos" can be understood as a zone within =
which=20
      military operations become so rapid and/or assume such a scale and =
scope=20
      as to become uncontrollable, thus, un-focused, incoherent or=20
      <I>chaotic</I>, such as in an "every man for himself" battlefield=20
      rout.<SUP>29</SUP> &nbsp;The opposite of this battlefield chaos is =
"order"=20
      -- military operations whose scale, scope and pace permit them to =
be=20
      precisely controlled, coordinated, and focused on a given=20
      objective.<SUP>30</SUP> &nbsp;Historically, when armies and navies =
have=20
      met in battle, at least one tactical objective has been to drive =
the enemy=20
      force from order into chaos. But how do we identify or create =
situations=20
      in which we can do this reliably, with a minimum of force, and =
without=20
      risking to lose control of our own forces? That is, how can we =
identify=20
      and exploit an operational <I><U>edge of chaos</I></U>?</P>
      <P>By defining these transition points in terms of the size and =
pace of=20
      operations that can be successfully generated and controlled, =
something=20
      else becomes obvious. The edge of chaos is not fixed. It is =
constantly=20
      changing. As the Nimitz demonstration underlined, the better =
trained and=20
      organized our force is and the better its command and control =
system and=20
      its integration of sensors and weapons, the greater the scale and =
pace of=20
      operations it will be able to sustain without losing =
control.<SUP>31</SUP>=20
      &nbsp;Stated differently, a highly trained and organized force =
using=20
      sophisticated equipment will be able to operate safely at a pace =
and scale=20
      of operations that would cause a less well-trained and equipped =
force to=20
      lapse into chaos. Better equipment, training, and organization, =
therefore,=20
      can enable us to drive our transition points further out along the =
x and y=20
      axes and define a new edge of chaos. </P>
      <P>However, this implies something else as well. Just as the OODA =
cycle=20
      varied from one force to another, the edge of chaos will vary from =
one=20
      force to the next. Not only will the forces be composed of =
different=20
      units, differently equipped, manned, trained and organized, but =
each unit=20
      may be expected to evolve over time as these factors change as, =
for=20
      example, in battle. This suggests that the opposing forces in any =
battle=20
      are likely to have very different edges of chaos specifically =
because=20
      their personnel, equipment, training and organization are =
different. Thus,=20
      if we were to plot an adversary's edge of on the same graph with =
our own,=20
      we probably would find two different sets of transition points and =
two=20
      distinctly different edges of chaos. </P>
      <P>In fact, these two different edges of chaos define three zones: =
</P>
      <P align=3Dcenter><IMG height=3D275=20
      =
src=3D"http://www.dodccrp.org/research/other/IS/eSmith/image10.gif"=20
      width=3D391></P>
      <UL>
        <LI>Zone 1 encompasses all the combinations of scale/ scope and =
pace of=20
        operations in which neither side will be able to control or =
focus, that=20
        is, the zone of chaos;<BR><BR>
        <LI>Zone 2 defines a complex asymmetric region in which our =
better=20
        equipped and trained forces will be able to control and focus =
our=20
        operations while the enemy will be unable to do so; and <BR><BR>
        <LI>Zone 3 encompasses all the combinations of scale/scope and =
pace of=20
        operations in which both sides will be able to maintain control =
and=20
        focus, that is, the zone of order. </LI></UL>
      <P>By definition, neither side will be able to operate =
successfully in the=20
      zone of chaos (Zone 1), and we would derive no special tactical =
advantage=20
      from operating at a scale and pace of operations that permits the =
enemy an=20
      orderly focused response, that is the zone of order (Zone =
3).<SUP>32</SUP>=20
      &nbsp;However, the boundary region represented by Zone 2 offers =
the=20
      prospect of the kind of disproportionate impact outlined in chaos =
theory.=20
      It is a zone of inherent complexity and asymmetry in which =
superior=20
      information, training, organization and equipment can enable us to =
operate=20
      at a rate, scope and scale that the enemy simply cannot match. We =
can use=20
      this asymmetry to confront the enemy with a dilemma. If he =
attempts to=20
      react to our rapid paced attacks, he is likely to lose control of =
his own=20
      forces and cross the line into chaos, but if he fails to react, he =
stands=20
      to be either pummeled into submission or confined to time-late,=20
      pre-planned actions.<SUP>33</SUP> &nbsp;In short, we can use our =
ability=20
      to operate beyond the enemy's edge of chaos to induce a state of =
despair=20
      in which further resistance either is, or appears to be, futile. =
By=20
      extension, we can accelerate this process by using the information =
network=20
      to focus our efforts precisely on those vulnerabilities that will =
drive=20
      the enemy into a state of chaos.</P>
      <P>How does this relate to the empowered self-synchronized =
operations to=20
      which VADM Cebrowski refers? Strangely enough one good example is =
the 1805=20
      Battle of Trafalgar in which Admiral Nelson destroyed the combined =
French=20
      and Spanish fleets. The essence of that battle was Nelson's bold =
move to=20
      break through the French-Spanish battle line in two places and =
then=20
      concentrate his forces on bite-sized portions of the enemy fleet. =
The=20
      basis for Nelson's confidence that such a risky operation could be =

      successful was what could be described as a cerebral networking =
that had=20
      been created among Nelson and his ship captains to whom he =
referred as a=20
      "band of brothers." That networking had been formed by more than =
eight=20
      years of combat operations together. Nelson, therefore, was =
confident that=20
      all of his subordinates would perceive the developing situation in =
the=20
      same way, that is, they would have a shared situational=20
      awareness.<SUP>34</SUP> &nbsp;He was equally sure that his =
commanders not=20
      only understood his commander's intent, but that they would =
exploit=20
      aggressively any opening in the enemy line and carry through =
mutually=20
      supportive actions without further direction. Thus, Nelson's =
directive to=20
      the fleet on the day of battle could be limited to a single, =
inspiring, if=20
      not otherwise very helpful, "England expects every man to do his =
duty."=20
      Nothing more was needed. The commanders knew what to do.</P>
      <P>This contrasts sharply with the situation of the opposing =
commander=20
      Admiral Villeneuve-Joyeuse. His force was larger than that of =
Nelson and=20
      in many ways technologically superior, however, it lacked any =
semblance of=20
      the cerebral networking that Nelson had forged with his =
subordinate=20
      commanders. The French commanders were either new or had spent the =
war=20
      years blockaded in port. They distrusted each other even as =
Villeneuve=20
      distrusted his own judgment. Added to this was the problem of =
coordinating=20
      operations with a separate Spanish fleet with which the French had =
never=20
      before operated. The best Villeneuve could do was to form the =
fleet into a=20
      conventional eighteenth century line of battle in which two =
opposing=20
      fleets in ordered, parallel battle lines would pound each other =
until one=20
      or the other struck or sank. This was the limit of his ability to =
control=20
      an operation of this scope and complexity.</P>
      <P>When Nelson refused battle on these terms and instead broke =
through the=20
      French-Spanish line, the increased pace of operation that he =
forced on=20
      Villeneuve immediately exceeded what the French-Spanish ability to =
cope=20
      and invalidated their numerical superiority. Villeneuve lost the =
ability=20
      to fight a coherent battle and largely lost control of all his =
forces save=20
      his own flagship. His ships, although bravely fought, became part =
of=20
      general chaos in which substantial French and Spanish forces never =
entered=20
      the battle.</P>
      <P>What the ideas of network centric warfare do is to permit us =
to, after=20
      a fashion, replicate the cerebral networking of Nelson's band of =
brothers=20
      without the preceding eight years of combat operations together =
and=20
      without the common situational awareness possible in a slowly =
developing=20
      eighteenth century naval battle.<SUP>35</SUP> &nbsp;They also have =
the=20
      potential to permit us to do something more than: to use =
information,=20
      speed, and precision to create a multi-level strategic, =
operational,=20
      <U>and</U> tactical collapse analogous to the <I>blitzkrieg </I>of =
1940.=20
      That suggests that our basic RMA challenge is to improve sensing,=20
      targeting, power projection and generation, and so on, both to =
create a=20
      Zone 2 asymmetry and to exploit it. </P>
      <P align=3Dcenter><B>=85and Asymmetric Warfare?</B></P>
      <P>There is a hitch. However mesmerizing Nelson's band of brothers =
may be,=20
      we need to stretch our reasoning further and ask, what would =
happen if the=20
      Zone 2 situation were reversed? What if the enemy could manage a =
pace of=20
      operations greater than our own in a given area of competition? =
What if=20
      the conflict were a Viet Nam or Somalia and not a Desert Storm? =
Under=20
      these conditions the enemy's edge of chaos may <U>not</U> lie =
entirely=20
      within our own as diagrammed. Instead, the two edges of chaos =
would cross,=20
      and we would be confronted with a fourth zone in which the =
situation was=20
      reversed. The enemy would be capable of undertaking operations of =
a pace=20
      and scope to which we could not respond quickly or effectively. =
</P>
      <P align=3Dcenter><IMG height=3D270=20
      =
src=3D"http://www.dodccrp.org/research/other/IS/eSmith/image11.gif"=20
      width=3D422></P>
      <P>In fact, the potential for such a reversal points to a =
dangerous=20
      underlying assumption in much RMA thinking: that the US will =
always be=20
      superior because it will always be faster and better. The reality =
is that=20
      the pace of operations is not solely a function of technology, but =
can=20
      also be created by decentralizing operations so as to conduct =
larger=20
      numbers of smaller operations. This is much the same as we =
undertook to do=20
      in multiplying the number of OODA cycles in hope of disrupting the =
enemy=20
      decision making cycle. Here too, the foe can choose to trade =
centralized=20
      control for speed and scope of operations. In so doing, he may =
lose at=20
      least some of his ability to mass effects or to concentrate the =
weight of=20
      his forces on a specific objective. However, if the effect he =
seeks=20
      derives from the pace and scope of the attacks rather than from =
the amount=20
      of destruction, or derives from a cumulative effect, then the =
trade-off=20
      may be very acceptable. In other words, the enemy could create a =
fourth=20
      zone in which he could operate successfully using small units and=20
      decentralized control, but in which we could not respond =
coherently using=20
      large formations and centralized control. That is, he could =
attempt to=20
      confront us in a zone where our traditional approaches to =
controlling=20
      forces in combat can become counterproductive. </P>
      <P>The importance of this fourth zone is even more evident if we =
look at=20
      the respective edges of chaos plotted on a graph with three axes: =
one for=20
      pace, one for scale, and a separate orthogonal axis for scope. =
Here, the=20
      enemy has two measures he can take. He can decentralize his forces =

      breaking them into smaller self-synchronized units, and he can =
disperse=20
      them over a wide area to make a coordinated and timely response on =
our=20
      part more difficult. </P>
      <P align=3Dcenter><IMG height=3D329=20
      =
src=3D"http://www.dodccrp.org/research/other/IS/eSmith/image12.gif"=20
      width=3D443></P>
      <P>In fact, this corresponds rather closely to the second stage in =
the=20
      Maoist theory of guerrilla warfare. The guerrillas use dispersed=20
      formations so small that they can no longer be targeted =
effectively by the=20
      heavier forces of the enemy. These forces then conduct large =
numbers of=20
      small raids across the breadth of the countryside that are so =
dispersed=20
      and rapid as to be completed before larger scale opposing forces =
can be=20
      brought to bear.<SUP>36</SUP> &nbsp;Their objective is first to =
challenge=20
      the government's control of the countryside, then to seize control =
of the=20
      countryside and isolate the cities, and finally, to use the =
control of the=20
      countryside to attack the remaining government bastions in the =
cities.=20
      Since the effect of this approach depends on the pace and scope of =
the=20
      operations rather than damage to any specific set of targets or =
forces,=20
      the control of the operations can remain highly=20
      decentralized.<SUP>37</SUP> &nbsp;This was the essential problem =
we=20
      confronted in Viet Nam.</P>
      <P>Mohammed Aideed used a variation of this approach adapted to =
urban=20
      warfare in Mogadishu. Aideed's forces, often little more than =
disorganized=20
      bands of street fighters, operated on a decentralized basis in an =
urban=20
      jungle staying below the size threshold for effective US and =
allied=20
      reaction but maintaining an almost continuous harassment of allied =
forces=20
      with these small units. In Aideed's case, the objective was not to =
defeat=20
      US military forces or take and hold urban territory, but rather to =
block=20
      effective action by US forces and inflict casualties that would =
lead to US=20
      withdrawal and a political vice military victory. </P>
      <P>This discussion and these examples imply a slightly different=20
      understanding of chaos. They infer that chaos need not be solely a =
loss of=20
      control over one's forces. It could also be a situation in which =
the size=20
      of the forces involved and delays associated with generating and =
using=20
      such combat power prevent us from accomplishing our objectives, a =
zone in=20
      which the use of large units and centralized control becomes=20
      self-defeating.</P>
      <P>How might network centric warfare address this dilemma? =
Obviously, one=20
      aspect of the applicability of network centric operations is the =
power of=20
      superior knowledge and shared situational awareness. Together, =
they would=20
      clearly reduce the freedom of action that an enemy might gain by=20
      dispersing and decentralizing his forces. However, the key to =
denying the=20
      enemy an exploitable asymmetry is to operate faster than our =
decentralized=20
      foe. We must move our own edge of chaos further out along the x =
axis of=20
      the diagram until decentralized operations no longer confer any =
advantage=20
      on the enemy and until our own flexibility enables us to mass our =
superior=20
      scale of power at will. We can do this by increasing either the =
number of=20
      operations we undertake or the speed at which we accomplish them. =
By=20
      decentralizing, the guerrilla or street fighter has opted for =
increasing=20
      the number and decreasing the size of operations. We might respond =
by=20
      doing the same, as for example, by resorting to a small unit =
ground war.=20
      Or, we could increase the pace of our operations along the lines =
outlines=20
      in the discussion of first level combat efficiency. Or again, we =
could use=20
      some combination of the two. In each case, precise, =
information-based,=20
      network centric abilities enable us to safely increase the pace of =
our=20
      actions because the network enables us to retain control in =
high-speed=20
      complex operations. More significantly, the network enables us to =
operate=20
      our forces as -- in the terminology of chaos theory -- a =
"self-adjusting=20
      complex adaptive system." That is, we can decentralize our =
operations to=20
      whatever degree is most effective and efficient giving local =
commanders=20
      the control envisioned in "empowered self-synchronization." At the =
same=20
      time we retain the dominance of scale and can mass effects while =
matching=20
      or nearly matching the pace and scope of enemy operations at =
will.</P>
      <P>Achieving this second level of combat efficiency can sound like =
an=20
      almost impossible task, but in fact, the effort forces us to begin =
to=20
      define the basic requirements for implementing a network centric=20
      effects-based warfare. In effect, the evolving rough concept of =
what we=20
      are trying to do gives us an increasing understanding of what we =
will=20
      need. That understanding lets us approach the on-going =
technological=20
      revolutions with specific requirements, while the revolutions, in =
turn,=20
      provide us with a new grasp of what might be possible.</P>
      <P align=3Dcenter><B>Conclusion: A Reality Check</B></P>
      <P>If we are to be clear minded about network centric warfare, we =
must=20
      acknowledge both that there is indeed "beef" in the concept, but =
also that=20
      there are risks involved. Certainly, empowered self-synchronized=20
      operations can leave forces open to defeat in detail. Certainly, =
operating=20
      at the pace, scale, scope and complexity that is being proposed =
can leave=20
      us skirting chaos ourselves if we are not careful. In both cases, =
the=20
      networking of combat resources and the shared awareness promises =
to avoid=20
      the peril while realizing the advantages of speed, precision and=20
      flexibility. However, therein lies an additional risk. If we adopt =
a=20
      network centric approach to warfare, how well will we be able to =
function=20
      if the network is somehow degraded? Could we unwittingly be =
building a=20
      single point failure into our nation's military capability? There =
are as=20
      yet no definitive answers to these questions and concerns. Answers =
to them=20
      and to hundreds more questions yet to surface will have to be =
worked out=20
      in years of effort still ahead. </P>
      <P>What we do know is that we must proceed. Balancing these risks =
is the=20
      enduring American need for effective power projection. Like it or =
not, we=20
      will have to depend on relatively small numbers of forward forces =
to=20
      create decisive effects for conventional deterrence, peacekeeping =
and=20
      peacemaking, crisis response, and conflict -- all in the face of =
an=20
      adversary's best efforts to prevent their success. This will =
clearly=20
      necessitate reliance on force multipliers and some form of network =
centric=20
      operations. The real issue is not whether we need to do so, but =
how we get=20
      there. (11,759 words)</P></FONT>
      <P>
      <HR align=3Dleft width=3D300 noShade>

      <P></P>
      <P><SUP>1</SUP>&nbsp; The Observe, Orient, Decide, Act cycle that =
Col.=20
      John R. Boyd USAF used to characterize a fighter engagement and =
that has=20
      come to be applied to the decision making process in general. John =
R.=20
      Boyd, "A Discourse on Winning and Losing," Air University, August =
1987.=20
      <P><SUP>2</SUP>&nbsp; The process to identify the actions, the =
reactions=20
      and the linkages between occurs separately but interdependently at =
the=20
      strategic, operational, and tactical levels of warfare. Properly =
carried=20
      out it should produce a cascading designation of increasingly =
specific=20
      effects and military objectives. The strategic impact desired is =
defined=20
      by the National Command Authority is defined and tasked to the =
CINC or JTF=20
      operational commander who translates that impact into sets of =
military=20
      objectives to achieve them. These are then tasked to the =
appropriate=20
      tactical level commanders who identify and task the specific =
military=20
      actions to achieve them.=20
      <P><SUP>3</SUP>&nbsp; This was the central idea in Forward=85From =
the Sea=20
      that spoke of a series of overseas "hubs" from which sea-based =
American=20
      power radiated.=20
      <P><SUP>4</SUP>&nbsp; ADM J.M. Boorda, Address to the Naval =
Strategy=20
      Forum, 14 June 1995.=20
      <P><SUP>5</SUP>&nbsp; Walter Morrow, "Technology for a Naval =
Revolution in=20
      Military Affairs," Second Navy RMA Round Table, 4 June 1997.=20
      <P><SUP>6</SUP>&nbsp; Ibid=20
      <P><SUP>7</SUP>&nbsp; Although the word "information" will be used =
here in=20
      the current broad understanding encompassing both intelligence and =

      surveillance data, it is worth noting the distinctions draw in the =

      intelligence lexicon. In this usage, "data" is the raw untouched =
input=20
      direct from a source or sensor with no attempt made to judge its =
validity=20
      or accuracy. "Information" is data that have been collated to =
establish a=20
      relationship with other known facts. "Intelligence," then, is =
information=20
      that has been analyzed to derive the meaning and implications of =
the=20
      information, that is, in the sense of "knowledge of the enemy." =
These same=20
      distinctions apply to the terms "data," "information," and =
"knowledge."=20
      <P><SUP>8</SUP>&nbsp; The almost geometric rate of change in =
information=20
      and other technologies turns our Cold war link between technology =
and=20
      strategy on its head. Rather than carefully developing military=20
      technologies in government programs and then applying the =
capabilities=20
      developed in the context of new strategies and tactics, post-Cold =
War=20
      technologies are largely developed for a civilian market and at a =
rate far=20
      faster than government efforts during the Cold War. In effect, the =
pace of=20
      change is uncontrolled and threatens to outstrip our strategic and =

      tactical imagination.=20
      <P><SUP>9</SUP>&nbsp; This trend is already evident in the falling =
unit=20
      price of the Navy Tomahawk cruise missile from $1.2 million ten =
years ago,=20
      to less than $700 thousand in 1998, to the prospect of $300 or =
less before=20
      the next decade is out - a roughly 50%drop every ten years. RADM =
Daniel=20
      Murphy, "Surface warfare," Navy RMA Round Table, 4 June 1997.=20
      <P><SUP>10</SUP>&nbsp; To think in terms of "effects," the word =
"target"=20
      must be used in its broadest sense, not in the traditional context =
of=20
      facilities and forces to be destroyed by attacking it with =
weapons, but as=20
      a focus of our actions, a vulnerability to be exploited.=20
      <P><SUP>11</SUP>&nbsp; Notice that this coincides very directly =
with the=20
      idea that a true RMA needs to be successful on the strategic and=20
      operational level even more than on the tactical if it is to =
achieve=20
      victory.=20
      <P><SUP>12</SUP>&nbsp; That is, the period between the Monitor and =
the=20
      Merrimac and the birth of naval aviation.=20
      <P><SUP>13</SUP>&nbsp; The weapons will give us the ability to =
destroy,=20
      degrade, isolate, etc. the targets developed and selected by a =
command=20
      structure that is able to observe the unfolding of its plans in =
near-real=20
      time and that is thus in a position to adapt to changes as they =
occur.=20
      <P><SUP>14</SUP>&nbsp; John R. Boyd, "A Discourse on Winning and =
Losing,"=20
      Air University, August 1987.=20
      <P><SUP>15</SUP>&nbsp; In Boyd's tactical engagement loop, =
"orient" and=20
      "decide" are separated into two phases, however, this separation =
becomes=20
      difficult to distinguish in more complex operations, especially at =
the=20
      operational and strategic levels of war. As used in this paper, =
the orient=20
      and decide phases are combined and used to define the period of =
time=20
      necessary to generate the right force to achieve the right =
effects.=20
      <P><SUP>16</SUP>&nbsp; The carrier air wing started with intense=20
      "flex-deck" operations but soon discovered that the flight deck =
became=20
      unworkable. They, therefore, switched to an aggressive concept of =
cyclical=20
      operations that enabled them to launch more aircraft while =
maintaining=20
      better order on the flight deck. Interview with RADM John Nathman, =
11=20
      February 1999.=20
      <P><SUP>17</SUP>&nbsp; Although the demonstration ran for four =
days, the=20
      "surge" need not have stopped there. If the carrier had then been =
rearmed=20
      and replenished from accompanying resupply ships, the rate could =
have been=20
      maintained, with brief periods off-line, through successive =
"surges." If=20
      multiple carriers had been operated as a battle force, not only =
could the=20
      numbers been further multiplied, but the carriers could have been =
rotated=20
      through the replenishment cycle so as to sustain an uninterrupted =
high=20
      level of strikes for some protracted period of time. Ibid.=20
      <P><SUP>18</SUP>&nbsp; In the Nimitz case, this meant an air wing =
composed=20
      of low maintenance, quick turnaround F/A-18's that could readily =
undertake=20
      five or more sorties per day.=20
      <P><SUP>19</SUP>&nbsp; The more joint the forces applied to the =
problem,=20
      the more different the OODA cycles are likely to be. The Libya =
bombing in=20
      April 1986 is a good example. Although initially planned as a =
carrier air=20
      strike, the inclusion of Air Force F-111's operating from bases in =
the=20
      United Kingdom, while militarily sound from the standpoint of=20
      capabilities, introduced a completely different set of operational =
time=20
      lines including a need to secure overflight permission -- in any =
event=20
      denied.=20
      <P><SUP>20</SUP>&nbsp; The D-Day invasion of Normandy is one =
example. The=20
      success of the Allied attack hinged on so overwhelming the local =
German=20
      resistance with massed forces or effects that the allies could get =
ashore=20
      and establish a defensible beach head. That meant coordinating an =
almost=20
      inconceivable range and variety of operations to cut interior =
German lines=20
      of communications simultaneously.=20
      <P><SUP>21</SUP>&nbsp; This is similar to the speed of convoys =
during=20
      World War I and II. The speed of the convoy was that of the =
slowest ship.=20
      Consequently, convoys were separated into slow and fast depending =
on the=20
      ships' fastest speed. The slower the speed the greater was the=20
      vulnerability to U-boat operations, but the consequences of a =
failure to=20
      convoy were still higher losses. This dilemma was one reason the =
British=20
      resisted convoying at the beginning of each war.=20
      <P><SUP>22</SUP>&nbsp; In the Midway example, because the forces =
were very=20
      similar in character, the length of the US and Japanese OODA =
cycles would=20
      have been roughly similar. In a conflict between two dissimilar =
forces,=20
      that would not be the case making the OODA cycle that much more =
difficult=20
      to predict.=20
      <P><SUP>23</SUP>&nbsp; Despite the best surveillance picture or=20
      "battlespace awareness" we can generate, the ultimate determinate =
of the=20
      speed and direction of the enemy decision making cycle will be the =
enemy=20
      himself. Such "knowledge of the enemy" is not the result of sensor =
data=20
      but of analysis based in large part on sporadic human intelligence =

      reporting. We cannot, therefore, depend on having the intelligence =
when we=20
      need it or, indeed, on collecting the needed data at all.=20
      <P><SUP>24</SUP>&nbsp; Note that in each case the total amount of =
force=20
      applied remains constant and that what varies is the way in which =
that=20
      force is applied.=20
      <P><SUP>25</SUP>&nbsp; The caveat on military revolutions warns us =
to be=20
      prepared to deal with the question "what is if it does not work." =
Thus,=20
      actions undertaken by the swarm cannot focus solely on the =
potential=20
      impact on the decision making cycle, particularly if, as noted =
earlier, it=20
      is unlikely that we will have enough information to predict that =
process=20
      with great exactitude.=20
      <P><SUP>26</SUP>&nbsp; It should be noted that the idea of =
inducing chaos=20
      will hardly be a new concept to ground forces for whom the =
primordial=20
      challenge is to control very large numbers of actors in battle. In =
the=20
      ground context, "breaking the enemy will to resist" equates to =
causing the=20
      enemy to lose control and disintegrate into a chaotic "every man =
for=20
      himself" rout. While this understanding remains operative to be =
sure, the=20
      focus of the chaos sought here lies at the operational and even =
the=20
      strategic level even more than of the battlefield.=20
      <P><SUP>27</SUP>&nbsp; Barry Watts, Clausewitzian Friction and =
Future War,=20
      NDU, Washington, D.C. pp. 105ff.=20
      <P><SUP>28</SUP>&nbsp; Maj. James uses the example of a water =
faucet that=20
      will drip with an annoying regularity. As the flow of water is =
increased=20
      the frequency of the drip increases but the regularity remains. =
However,=20
      when the flow is increased even minutely beyond some definable =
rate, the=20
      drops no longer have time to form and the drip changes abruptly to =
a=20
      sporadic -- that is chaotic -- flow. The very minor increase in =
flow has=20
      caused the physical system to become chaotic.<BR>Maj. Glenn James =
USAF,=20
      Chaos Theory, The Essentials for Military Applications, Newport =
Paper 10,=20
      Naval War College, Newport, R.I.: 1997, p. 15-16.=20
      <P><SUP>29</SUP>&nbsp; It is worth making a distinction here =
between a=20
      tactical level chaos that induces the enemy to take flight and a =
strategic=20
      level chaos that may induce irrational behavior. The latter would =
be a=20
      very dangerous development in the case of a power armed with =
nuclear=20
      weapons or prepared to resort to terrorism. Between these two =
extremes=20
      lies in which inducing "shock and awe" is a tool that can be used =
to=20
      achieve specific effects calculated to support our political and =
military=20
      objectives. However, implicit in the idea of effects is a risks =
versus=20
      gains analysis that applies to chaos as to all other effects.=20
      <P><SUP>30</SUP>&nbsp; The model that springs to mind is that of =
the Army=20
      of the Potomac under McClellan during the Civil War. The Army was =
so=20
      perfectly ordered that it was only reluctantly and hesitantly =
committed to=20
      battle and failed to press the South's vulnerabilities or produce =
a=20
      decisive victory. By contrast, Lee's Army of Northern Virginia =
operated=20
      close to the edge of chaos. It foraged for supplies, moved and =
struck with=20
      an efficiency that put it well inside the OODA loop of a =
succession of=20
      Union generals. By 1865, however, Grant's unyielding pressure had =
pinned=20
      down the Army of Northern Virginia in front of Richmond and =
Petersburg and=20
      deprived it of this ability. Indeed, from the standpoint of =
logistics,=20
      Grant turned the table on Lee and drove Lee's supply system into =
chaos.=20
      <P><SUP>31</SUP>&nbsp; In the Nimitz demonstration, the air wing =
set out=20
      to conduct "flex-deck" operations which were thought to offer the =
fastest=20
      turnaround and sortie generation. What they soon discovered was =
that this=20
      "clobbered" the deck making it difficult to move even as many =
aircraft as=20
      they routinely did. In effect, they had reached the edge of chaos =
for=20
      flex-deck operations. Then, they adapted to the new requirement, =
and=20
      instituted a new form of accelerated cyclic operations that not =
only=20
      avoided the previous bottlenecks but enabled them to operate =
comfortably=20
      at the new higher pace. Nathman, Op. Cit.=20
      <P><SUP>32</SUP>&nbsp; It should be noted here that under some=20
      circumstances such as in a confrontation with a nuclear armed =
opponent, it=20
      may be necessary to operate in this zone of order so as to avoid =
the risk=20
      of an irrational act or and uncontrolled escalation.=20
      <P><SUP>33</SUP>&nbsp; One example of this is the October 1973=20
      Arab-Israeli War. The Egyptian Army's "edge of chaos" could not =
hope to=20
      match that of the Israelis. Therefore, the Egyptians were forced =
to resort=20
      to a highly planned pre-emptive operation in which virtually all =
actions=20
      were pre-scripted. That gave them an initial success in crossing =
the Suez=20
      Canal, but left them largely incapable of responding to Israeli=20
      counter-action.=20
      <P><SUP>34</SUP>&nbsp; As the two fleets took more than three =
hours to=20
      close, there would have been a fairly comprehensive common =
situational=20
      awareness by the time the battle began.=20
      <P><SUP>35</SUP>&nbsp; Nelson's approach to the opposing fleet at =
the slow=20
      pace of a sailing ship would have allowed ample time for the =
commanders to=20
      observe the enemy line and any potential gaps in that line that =
they might=20
      exploit. The cerebral networking provided a common understanding =
of how=20
      such gaps might be exploited and how each might provide mutual =
support and=20
      exploit any further opportunities that might be observed during =
the=20
      battle.=20
      <P><SUP>36</SUP>&nbsp; While the length of the OODA cycle of any=20
      individual enemy action may be longer than our own network aided =
cycle,=20
      the aggregate impact on our own operations can be almost =
continuous in the=20
      manner of a hailstorm. This would be especially true if the =
"effect"=20
      sought by the enemy derived not from levels of destruction or =
military=20
      objectives achieved but from the sheer quantity of stimuli =
presented over=20
      time.=20
      <P><SUP>37</SUP>&nbsp; The most difficult task in a guerrilla war =
is=20
      identifying the moment to shift from this decentralized warfare =
used to=20
      wear down enemy resistance and confine him to the cities, to the =
more=20
      centralized effort that will be required to take control of the =
cities and=20
      the entire country. </P>
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